Liu, Ye (SFC:BOM872) 劉叶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Securities Limited | Rep | Advising on securities | 2021-10-15 | 2024-10-18 | Rep | Dealing in securities | 2021-10-15 | 2024-10-18 |
| 2 | COFCO Asset Management (International) Company Limited | Rep | Advising on securities | 2021-05-21 | 2021-09-19 | Rep | Asset management | 2021-05-21 | 2021-09-19 | Rep | Dealing in securities | 2021-05-21 | 2021-09-19 |
| 3 | GF International Investment Management Limited | Rep | Dealing in securities | 2019-06-25 | 2021-03-19 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2025-03-06 | 2025-09-05 | Rep | Dealing in securities | 2025-03-06 | 2025-09-05 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2025-09-22 | Rep | Dealing in securities | 2025-09-22 |
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