Lee, Mei Lam Nicole 李美霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2018-08-01 | 2019-08-12 | Rep | Dealing in securities | 2018-08-01 | 2019-08-12 |
| 2 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2019-11-19 | 2023-06-30 |
| 3 | North Rock Capital Management (HK) Limited | Rep | Asset management | 2023-08-01 | Rep | Dealing in securities | 2023-09-12 | Rep | Dealing in futures contracts | 2024-11-11 |
Copyright & disclaimer, Privacy policy