Lau, Tsz Lung (SFC:AGJ950) 劉子龍

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Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CCTIC International Limited RO Asset management 2016-08-02
RO Advising on securities 2016-09-28
2 HSBC Global Asset Management (Hong Kong) Limited Rep Advising on futures contracts 2006-01-17 2007-02-28
Rep Advising on securities 2006-01-17 2007-02-28
Rep Asset management 2006-01-17 2007-02-28
3 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep Dealing in securities 2006-01-17 2007-02-28
4 Legg Mason Asset Management Hong Kong Limited Rep Advising on corporate finance 2004-08-09
Rep Advising on futures contracts 2005-12-21
Rep Advising on securities 2005-12-21
Rep Asset management 2005-12-21
Rep Dealing in securities 2005-12-01 2005-12-21
5 Legg Mason International Equities (Hong Kong) Limited Rep Advising on corporate finance 2004-08-09
Rep Advising on futures contracts 2005-12-21
Rep Advising on securities 2005-12-21
Rep Asset management 2005-12-21
Rep Dealing in securities 2005-12-21
6 UBS SDIC Asset Management (Hong Kong) Company Limited Rep Advising on securities 2014-01-27 2014-04-14
Rep Asset management 2014-01-27 2014-04-14
RO Advising on securities 2014-04-14 2015-07-17
RO Asset management 2014-04-14 2015-07-17

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