Chung, Siu Wah (SFC:AGC128) 鍾兆華

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Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 313 Capital Management Limited Rep Advising on securities 2015-02-24 2015-04-10
Rep Asset management 2015-02-24 2015-04-10
2 Alpha Astra Asset Management Limited RO Advising on securities 2024-08-16
RO Asset management 2024-08-16
3 CHATER CAPITAL ADVISORS (HONG KONG) LIMITED Rep Asset management 2010-04-20 2010-06-28
RO Asset management 2010-06-28 2011-11-17
4 Citigroup Global Markets Asia Limited Rep Advising on securities 2003-07-24 2006-04-10
Rep Dealing in securities 2009-07-02 2010-02-03
5 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in futures contracts 2009-07-02 2010-02-03
Rep Dealing in securities 2009-07-02 2010-02-03
6 CreditEase Wealth Management (HK) Limited RO Advising on securities 2013-11-06 2014-02-26
RO Asset management 2013-11-06 2014-02-26
7 Merrill Lynch (Asia Pacific) Limited Rep Advising on corporate finance 2003-06-09
Rep Advising on securities 2003-06-09
Rep Asset management 2003-06-09
Rep Automated trading services 2003-06-09
Rep Dealing in securities 2003-06-09
8 Morgan Stanley Asia Limited Rep Advising on securities 2006-06-08 2006-07-31
Rep Dealing in securities 2006-06-08 2006-07-31
9 Redbrick Capital Management (Asia) Limited RO Asset management 2008-09-09 2008-10-24
10 SOUTH CHINA SECURITIES LIMITED Rep Dealing in securities 2015-02-24 2015-04-10
11 Top Ace Asset Management Limited Rep Advising on securities 2015-10-08 2015-10-13
Rep Asset management 2015-10-08 2015-10-13
RO Advising on securities 2015-10-13 2024-05-13
RO Asset management 2015-10-13 2024-05-13

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