Lee, Yin Tak 李賢德

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHEETAH INVESTMENT MANAGEMENT LIMITED Rep Advising on securities 2003-09-08
Rep Asset management 2003-09-08
2 Citigroup Global Markets Asia Limited Rep Dealing in securities 2006-11-14 2008-05-30
3 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in futures contracts 2006-11-14 2008-05-30
Rep Dealing in securities 2006-11-14 2008-05-30
4 GAC GLOBAL ECOMMERCE SERVICES LIMITED RO Advising on securities 2017-06-15 2017-10-20
RO Asset management 2017-06-15 2017-10-20
RO Dealing in securities 2017-06-15 2017-10-20
5 Legg Mason Asset Management Hong Kong Limited Rep Advising on futures contracts 2003-10-15 2005-12-01
Rep Advising on securities 2003-10-15 2005-12-01
Rep Asset management 2003-10-15 2005-12-01
6 Legg Mason International Equities (Hong Kong) Limited Rep Advising on futures contracts 2003-10-15 2005-12-01
Rep Advising on securities 2003-10-15 2005-12-01
Rep Asset management 2003-10-15 2005-12-01
Rep Dealing in securities 2003-10-15 2005-12-01
7 TARGET CAPITAL MANAGEMENT LIMITED (HK) Rep Advising on securities 2013-10-29 2016-11-22
Rep Asset management 2013-10-29 2016-11-22
Rep Dealing in securities 2013-10-29 2016-11-22
RO Advising on securities 2016-11-22 2017-04-09
RO Asset management 2016-11-22 2017-04-09
RO Dealing in securities 2016-11-22 2017-04-09
Rep Advising on securities 2017-10-20
Rep Asset management 2017-10-20
Rep Dealing in securities 2017-10-20
8 UOB KAY HIAN (HONG KONG) LIMITED Rep Advising on securities 2013-01-03 2013-10-11
Rep Dealing in securities 2013-01-03 2013-10-11
9 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2013-02-04 2013-10-11

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