Chu, Fong Kwan 朱方群
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2003-04-29 | Rep | Advising on securities | 2004-07-30 | Rep | Asset management | 2004-09-03 | Rep | Advising on futures contracts | 2003-06-07 | 2004-07-30 | Rep | Dealing in securities | 2003-06-07 | 2004-09-03 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Asset management | 2005-02-02 | 2005-06-15 | Rep | Dealing in securities | 2005-02-02 | 2005-06-15 | Rep | Advising on securities | 2005-02-03 | 2005-06-15 |
| 3 | Sino Partner International Securities Limited | Rep | Advising on securities | 2024-08-01 | 2025-01-13 | Rep | Asset management | 2024-08-01 | 2025-01-13 | Rep | Dealing in securities | 2024-08-01 | 2025-01-13 | RO | Advising on securities | 2025-01-13 | 2025-08-15 | RO | Asset management | 2025-01-13 | 2025-08-15 | RO | Dealing in securities | 2025-01-13 | 2025-08-15 |
| 4 | Vision Capital Investment Management Limited | Rep | Advising on futures contracts | 2004-03-18 | 2004-07-30 | Rep | Advising on securities | 2004-03-18 | 2004-07-30 | Rep | Asset management | 2004-03-18 | 2004-09-03 | Rep | Dealing in securities | 2004-03-18 | 2004-09-03 |
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