Shum, Siu Hung (1958) 岑少雄

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Filing in NewOcean Energy Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00342	1993-03-03	2022-03-31	2023-10-31	Docs

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Filing data

Date of relevant event:	2019-10-25
Awareness date (if later):
Filing date:	2019-10-25
Original filing:	Click here
Shares in issue as filed:	1,468,124,216

Long event

Stated disclosure reason:	Purchased shares
Capacity before:	Beneficial owner
Capacity after:	Beneficial owner
Shares involved:	800,000
Currency:	HKD
Highest on-exchange price:	1.320
Average on-exchange price:	1.317
Implied total value:	1,053,600
On-exchange settlement date:	2019-10-29
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	1.320	1.340	-1.49%
Average price	1.317	1.318	-0.07%
Volume	800,000	858,000	93.24%
Turnover	1,053,600	1,130,740	93.18%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	580,693,638	581,493,638	800,000

	Percent of issued
Position	Before	After	Change
Long	39.55%	39.61%	0.06%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	90,714,358	-0	90,714,358
Interest of corporation >=1/3 controlled	490,779,280	-0	490,779,280

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	6.18%	-0.00%	6.18%
Interest of corporation >=1/3 controlled	33.43%	-0.00%	33.43%

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