Shum, Siu Hung (1958) 岑少雄

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Filing in NewOcean Energy Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00342	1993-03-03	2022-03-31	2023-10-31	Docs

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Filing data

Date of relevant event:	2014-10-16
Awareness date (if later):
Filing date:	2014-10-20
Original filing:	Click here
Shares in issue as filed:	1,480,398,216

Long event

Stated disclosure reason:	Other
Capacity before:	Beneficial owner
Capacity after:	Beneficial owner
Shares involved:	796,000
Currency:	HKD
Highest on-exchange price:	3.530
Average on-exchange price:	3.527
Implied total value:	2,807,492
On-exchange settlement date:	2014-10-20
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	3.530	3.620	-2.49%
Average price	3.527	3.523	0.11%
Volume	796,000	7,300,000	10.90%
Turnover	2,807,492	25,718,820	10.92%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	530,175,638	530,971,638	796,000

	Percent of issued
Position	Before	After	Change
Long	35.81%	35.87%	0.06%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	40,192,358	-0	40,192,358
Interest of corporation >=1/3 controlled	490,779,280	-0	490,779,280

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	2.71%	-0.00%	2.71%
Interest of corporation >=1/3 controlled	33.15%	-0.00%	33.15%

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