Shum, Siu Hung (1958) 岑少雄

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Filing in NewOcean Energy Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00342	1993-03-03	2022-03-31	2023-10-31	Docs

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Filing data

Date of relevant event:	2014-09-03
Awareness date (if later):
Filing date:	2014-09-05
Original filing:	Click here
Shares in issue as filed:	1,483,398,216

Long event

Stated disclosure reason:	Other
Capacity before:	Beneficial owner
Capacity after:	Beneficial owner
Shares involved:	930,000
Currency:	HKD
Highest on-exchange price:	4.300
Average on-exchange price:	4.292
Implied total value:	3,991,560
On-exchange settlement date:	2014-09-05
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	4.300	4.390	-2.05%
Average price	4.292	4.305	-0.31%
Volume	930,000	8,448,000	11.01%
Turnover	3,991,560	36,370,616	10.97%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	527,745,638	528,675,638	930,000

	Percent of issued
Position	Before	After	Change
Long	35.58%	35.64%	0.06%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	37,896,358	-0	37,896,358
Interest of corporation >=1/3 controlled	490,779,280	-0	490,779,280

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	2.55%	-0.00%	2.55%
Interest of corporation >=1/3 controlled	33.08%	-0.00%	33.08%

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