Shum, Siu Hung (1958) 岑少雄

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Filing in NewOcean Energy Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00342	1993-03-03	2022-03-31	2023-10-31	Docs

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Filing data

Date of relevant event:	2014-08-20
Awareness date (if later):
Filing date:	2014-08-22
Original filing:	Click here
Shares in issue as filed:	1,483,398,216

Long event

Stated disclosure reason:	Other
Capacity before:	Beneficial owner
Capacity after:	Beneficial owner
Shares involved:	1,262,000
Currency:	HKD
Highest on-exchange price:	4.910
Average on-exchange price:	4.898
Implied total value:	6,181,276
On-exchange settlement date:	2014-08-22
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	4.910	4.980	-1.41%
Average price	4.898	4.926	-0.56%
Volume	1,262,000	7,650,000	16.50%
Turnover	6,181,276	37,680,186	16.40%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	526,023,638	527,285,638	1,262,000

	Percent of issued
Position	Before	After	Change
Long	35.46%	35.55%	0.09%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	36,506,358	-0	36,506,358
Interest of corporation >=1/3 controlled	490,779,280	-0	490,779,280

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	2.46%	-0.00%	2.46%
Interest of corporation >=1/3 controlled	33.08%	-0.00%	33.08%

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