Shum, Yuk Yee 岑玉如

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SFC roles

Organisation Position From Until
1 CITIC Securities Brokerage (HK) Limited RepRepresentative 2021-05-03 2021-08-16
2 CITIC Securities Futures (HK) Limited RepRepresentative 2021-05-03 2021-08-16
3 GOLDMAN SACHS (ASIA) L.L.C. RepRepresentative 2005-09-29
4 HAITONG INTERNATIONAL FUTURES LIMITED RepRepresentative 2020-09-08 2021-04-22
5 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED RepRepresentative 2020-09-08 2021-04-22
6 Morgan Stanley Asia Limited RepRepresentative 2010-03-10 2012-05-14
7 Morgan Stanley Hong Kong Futures Limited RepRepresentative 2010-03-10 2010-12-06
8 Morgan Stanley Hong Kong Securities Limited RepRepresentative 2010-12-06 2012-05-14
9 UBS Asset Management (Hong Kong) Limited RepRepresentative 2005-10-19 2006-04-13

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