SFC fines three UBS employees HK$1.8m
SFC, 2-Jun-2010

• Orgs
  • CENTRON TELECOM INTERNATIONAL HOLDING LIMITED
  • FOSUN INTERNATIONAL LIMITED
  • Kingsoft Corporation Limited
  • Morgan Stanley Asia Limited
  • Tiangong International Company Limited
  • UBS AG
• People
  • Chang, Jenny Pui Chun 張蓓珍
  • Hu, Frank 胡以達
  • Ng, Peony 吳麗文

SFC suspends Ms Lillian Liu Yaying for 6 months
SFC, 17-Aug-2009
The other bank was UBS AG.

• Orgs
  • CENTRON TELECOM INTERNATIONAL HOLDING LIMITED
  • FOSUN INTERNATIONAL LIMITED
  • Kingsoft Corporation Limited
  • Morgan Stanley Asia Limited
  • Tiangong International Company Limited
  • UBS AG