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CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 中國國際金融香港資產管理有限公司
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Poon Ming Pui fined HK$10k
HKICPA, 15-Dec-2015
This is a follow-on from an SFC action.
Orgs
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED
Yuanta Securities (Hong Kong) Company Limited
People
Hong, Wallace Wing Kwong 康榮江
Lam, Kevin Sze Cay 林詩棋
Lee, Susanna Wai Yan 李偉恩
Poon, Ming Pui 潘明培
Shen, Timothy Ka Yip 沈嘉奕
Yeung, Lesley Kit Kam 楊潔金
SFC bans Mr Poon Ming Pui, ex-Yuanta & CICC, for 10 months
SFC, 13-Jan-2014
Orgs
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED
Yuanta Securities (Hong Kong) Company Limited
People
Poon, Ming Pui 潘明培
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