SFC criticises CICC for breaches of Takeovers Code
SFC, 18-Jun-2020

• Orgs
  • CICC FINANCIAL TRADING LIMITED
  • Liaoning Port Co., Ltd.
  • MAANSHAN IRON & STEEL COMPANY LIMITED

SFC bans Mr Xu Tao, ex-CICC, for 4 months
SFC, 11-Oct-2017
For taking stockbroking orders by WeChat.

• Orgs
  • China International Capital Corporation (International) Limited
  • CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED
• People
  • Xu, Tao (SFC:AMF173) 許韜