Mason Securities Limited 茂宸證券有限公司

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SFC licenses

C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.

C/R	Activity	From	Until
C	Advising on corporate finance		2018-07-12
C	Advising on securities
C	Asset management		2005-03-08
C		2016-09-02
C	Automated trading services		2005-03-08
C	Dealing in securities

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