FIRST SHANGHAI SECURITIES LIMITED 第一上海證券有限公司
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
| C/R | Activity | From | Until |
|---|---|---|---|
| C | Advising on corporate finance | ||
| C | Advising on securities | ||
| C | Asset management | 2010-08-20 | |
| C | Automated trading services | 2003-09-02 | |
| C | Dealing in securities |
Copyright & disclaimer, Privacy policy