GOLDMAN SACHS (ASIA) L.L.C. 高盛(亞洲)有限責任公司
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
| C/R | Activity | From | Until |
|---|---|---|---|
| C | Advising on corporate finance | ||
| C | Advising on futures contracts | ||
| C | Advising on securities | ||
| C | Asset management | ||
| C | Automated trading services | 2004-03-16 | C | 2009-02-19 | 2014-10-10 |
| C | Dealing in securities |
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