TOKAI TOKYO SECURITIES (ASIA) LIMITED 東海東京證券(亞洲)有限公司
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
| C/R | Activity | From | Until |
|---|---|---|---|
| C | Advising on corporate finance | 2003-11-12 | |
| C | Advising on futures contracts | 2003-11-12 | |
| C | Advising on securities | ||
| C | Asset management | 2003-11-12 | |
| C | Dealing in futures contracts | ||
| C | Dealing in securities |
Copyright & disclaimer, Privacy policy