RHB SECURITIES HONG KONG LIMITED 興業金融證券有限公司
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
| C/R | Activity | From | Until |
|---|---|---|---|
| C | Advising on corporate finance | 2004-11-25 | |
| C | Advising on securities | 2004-11-25 | C | 2006-11-17 | 2022-10-06 |
| C | Asset management | 2004-11-25 | |
| C | Dealing in securities | 2022-10-06 |
Copyright & disclaimer, Privacy policy