Wong, Chan Wing (SFC:ALO261) 王燦榮

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BMI FUNDS MANAGEMENT LIMITED Rep Advising on securities 2005-01-20 2006-11-20
2 GALAXY TREASURE INTERNATIONAL ASSET MANAGEMENT LIMITED RO Advising on securities 2019-09-24 2022-11-30
RO Asset management 2019-09-24 2022-11-30
3 Grit Securities Limited RO Dealing in securities 2016-03-11 2019-01-12
4 JOINCAP CAPITAL LIMITED RO Advising on securities 2016-02-19 2016-02-29
RO Asset management 2016-02-19 2016-02-29
RO Advising on securities 2016-06-07 2019-01-12
RO Asset management 2016-06-07 2019-01-12
5 Keptain Securities and Asset Management Limited RO Asset management 2013-01-24 2014-11-14
RO Dealing in securities 2013-01-24 2014-11-14
6 Lion Global Financial Limited Rep Advising on securities 2007-02-02 2007-11-12
7 M Capital Investment Limited RO Advising on securities 2023-02-13
RO Asset management 2023-02-13
8 MASON INVESTMENT MANAGEMENT LIMITED RO Advising on securities 2014-12-29 2016-02-15
RO Asset management 2014-12-29 2016-02-15
9 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED RO Advising on securities 2011-04-14 2012-10-31
RO Asset management 2011-04-14 2012-10-31
RO Dealing in securities 2011-04-14 2012-10-31
10 Oshidori Securities Limited RO Dealing in securities 2014-12-29 2016-02-15
RO Advising on securities 2015-05-19 2016-02-15
RO Asset management 2015-05-19 2016-02-15
11 Quam Securities Limited Rep Advising on securities 2007-11-30 2011-03-01
Rep Asset management 2008-02-18 2011-03-01
Rep Dealing in securities 2008-02-18 2011-03-01

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