Chappel, Christopher Lee

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BTIG Hong Kong Limited Rep Dealing in securities 2012-11-01 2014-09-01
2 CF GLOBAL (HK) LIMITED Rep Dealing in futures contracts 2011-01-10 2012-10-11
Rep Dealing in securities 2011-01-10 2012-10-11
3 HSBC BROKING FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2004-10-27 2005-06-17
4 HSBC FUTURES (SINGAPORE) PTE LTD Rep Dealing in futures contracts 2004-10-27 2005-06-17
5 HSBC SECURITIES (ASIA) LIMITED Rep Dealing in securities 2005-04-15 2005-06-17
6 MCM Asia Limited Rep Advising on securities 2018-09-27 2018-11-05
Rep Dealing in securities 2018-09-27 2018-11-05
RO Advising on securities 2018-11-05 2019-10-31
RO Dealing in securities 2018-11-05 2019-10-31
7 Newedge Broker Hong Kong Limited Rep Dealing in futures contracts 2008-11-28 2010-12-01
8 Newedge Broker Limited Rep Automated trading services 2008-11-28 2009-07-31
Rep Dealing in futures contracts 2008-11-28 2009-07-31
Rep Dealing in securities 2008-11-28 2009-07-31
9 Ord Minnett Hong Kong Limited Rep Advising on securities 2014-09-17 2014-12-16
Rep Dealing in securities 2014-09-17 2014-12-16
RO Advising on securities 2014-12-16 2015-10-07
RO Dealing in securities 2014-12-16 2015-10-07
Rep Dealing in securities 2015-10-07 2017-12-18
Rep Advising on securities 2015-10-07 2018-08-20
RO Dealing in securities 2017-12-18 2018-07-03
Rep Dealing in securities 2018-07-03 2018-08-20
10 OUTSET GLOBAL (HONG KONG) LIMITED RO Dealing in securities 2019-11-20 2021-01-25
11 SG Asset Finance (Hong Kong) Limited Rep Dealing in futures contracts 2008-11-28 2010-12-01
Rep Dealing in securities 2008-11-28 2010-12-01

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