Takagi, Naomi
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on securities | 2024-01-08 | 2025-09-30 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2011-02-23 | 2016-04-11 | Rep | Advising on securities | 2016-10-13 | 2016-10-18 | Rep | Advising on securities | 2017-03-24 | 2017-03-30 |
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