Wu, Na (SFC:ANT430) 吳娜

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Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 FIGHTON CAPITAL LIMITED RO Asset management 2014-08-29
RO Advising on securities 2016-07-18
2 HAMON ASIAN ADVISORS LIMITED Rep Advising on securities 2006-08-04 2010-04-14
Rep Asset management 2006-08-04 2010-04-14
RO Advising on securities 2010-04-14 2011-03-14
RO Asset management 2010-04-14 2011-03-14
3 HAMON ASSET MANAGEMENT LIMITED Rep Advising on futures contracts 2006-08-04 2010-04-14
Rep Advising on securities 2006-08-04 2010-04-14
Rep Asset management 2006-08-04 2010-04-14
RO Advising on futures contracts 2010-04-14 2011-03-14
RO Advising on securities 2010-04-14 2011-03-14
RO Asset management 2010-04-14 2011-03-14
4 PFP Capital Limited Rep Advising on futures contracts 2006-08-04 2010-04-14
Rep Advising on securities 2006-08-04 2010-04-14
Rep Asset management 2006-08-04 2010-04-14
RO Advising on futures contracts 2010-04-14 2011-03-14
RO Advising on securities 2010-04-14 2011-03-14
RO Asset management 2010-04-14 2011-03-14
5 UBP ASSET MANAGEMENT ASIA LIMITED Rep Advising on securities 2011-03-23 2011-04-18
Rep Asset management 2011-03-23 2011-04-18
RO Advising on securities 2011-04-18 2014-01-02
RO Asset management 2011-04-18 2014-01-02
RO Dealing in securities 2011-09-01 2014-01-02

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