Cheung, Wai Ching (SFC:AEN516) 張惠貞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2003-06-30 | |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-06-30 | Rep | Advising on securities | 2003-06-30 | Rep | Asset management | 2003-06-30 | Rep | Automated trading services | 2003-06-30 | Rep | Dealing in securities | 2003-06-30 |
| 3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2023-07-12 | |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-03-26 | 2021-04-16 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-07-16 | 2020-03-13 |
| 6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2021-05-03 | 2023-06-30 |
| 7 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2003-07-17 | 2015-07-09 |
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