Lee, Jacqueline Ka Yee 李家怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-07-14 | 2009-10-28 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-07-14 | 2009-10-28 | Rep | Leveraged foreign exchange trading | 2009-07-14 | 2009-10-28 |
| 3 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-03-21 | 2007-08-31 | Rep | Dealing in futures contracts | 2009-12-24 | 2010-10-22 |
| 4 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2007-03-21 | 2007-08-31 | Rep | Leveraged foreign exchange trading | 2009-12-24 | 2010-10-22 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-03-21 | 2007-08-31 | Rep | Dealing in securities | 2009-12-24 | 2010-10-22 |
| 6 | Holly International Financial Holdings Limited | Rep | Dealing in futures contracts | 2024-06-25 | Rep | Dealing in securities | 2024-06-25 |
| 7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2018-10-26 | 2021-06-15 |
| 8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-10-26 | 2021-06-15 |
| 9 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2010-11-09 | 2011-08-10 |
| 10 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-11-09 | 2011-08-10 |
| 11 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-08-22 | 2015-09-29 |
| 12 | South China Forex Limited | Rep | Leveraged foreign exchange trading | 2011-10-04 | 2015-09-29 |
| 13 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2011-08-22 | 2015-09-29 |
| 14 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2007-09-20 | 2008-09-03 |
| 15 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2007-09-20 | 2008-09-03 |
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