Sze, Colin Cho Man 施祖文

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 313 Capital Management Limited Rep Advising on securities 2011-01-19 2012-01-04
Rep Asset management 2011-01-19 2012-01-04
2 CCB INTERNATIONAL SECURITIES LIMITED Rep Advising on securities 2008-02-04 2008-10-24
Rep Dealing in securities 2008-02-04 2008-10-24
3 CHINA MERCHANTS FUTURES (HK) CO., LIMITED Rep Dealing in futures contracts 2006-04-06 2007-07-05
4 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Rep Dealing in securities 2006-04-06 2007-07-05
5 HANG SENG INVESTMENT SERVICES LIMITED Rep Advising on securities 2007-10-05 2007-11-01
6 KINGSWAY FINANCIAL SERVICES GROUP LIMITED Rep Dealing in futures contracts 2005-06-21 2005-11-24
Rep Dealing in securities 2005-06-21 2005-11-24
7 MIB FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2004-05-11 2005-06-17
8 MIB SECURITIES (HONG KONG) LIMITED Rep Advising on corporate finance 2003-07-09
Rep Advising on securities 2003-07-09
Rep Asset management 2003-07-09
Rep Dealing in securities 2005-06-17
9 SOUTH CHINA CAPITAL LIMITED Rep Advising on corporate finance 2011-01-19 2012-01-04
10 SOUTH CHINA COMMODITIES LIMITED Rep Dealing in futures contracts 2011-01-19 2012-01-04
11 SOUTH CHINA SECURITIES LIMITED Rep Dealing in securities 2011-01-19 2012-01-04
12 Sunwah Kingsway Leasing and Finance Limited Rep Dealing in futures contracts 2005-06-21 2005-11-24
13 Tung Shing Futures (Brokers) Limited Rep Dealing in futures contracts 2012-01-19 2014-06-03
14 Tung Shing Securities (Brokers) Limited Rep Dealing in securities 2012-01-19 2014-06-03

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