Yu, Ho Wing (SFC:AXT424) 余可榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Funderstone Futures Limited | Rep | Dealing in futures contracts | 2026-06-16 | |
| 2 | Funderstone Securities Limited | Rep | Dealing in securities | 2026-06-16 | Rep | Asset management | 2026-08-03 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2012-06-15 | 2020-06-29 | Rep | Dealing in futures contracts | 2024-11-11 | 2026-05-29 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-08-08 | 2020-06-29 | Rep | Advising on securities | 2012-11-27 | 2020-06-29 | Rep | Dealing in securities | 2024-10-21 | 2026-05-29 |
| 5 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2020-07-20 | 2022-08-01 |
| 6 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2020-07-20 | 2022-08-01 |
| 7 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2023-09-26 | 2024-07-31 |
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