Guo, Yuantao 郭圓濤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2017-09-18 | 2018-01-16 | RO | Advising on securities | 2018-01-16 | 2023-09-07 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2007-06-13 | 2008-04-26 | Rep | Dealing in securities | 2007-06-13 | 2008-04-26 |
| 3 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2011-04-20 | 2017-07-12 |
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