Wong, Pak Kan 王柏勤

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Agg. Asset Management Limited Rep Advising on securities 2019-06-04 2019-10-04
Rep Asset management 2019-06-04 2019-10-04
Rep Dealing in securities 2019-07-03 2019-10-04
RO Advising on securities 2019-10-04 2020-04-03
RO Asset management 2019-10-04 2020-04-03
RO Dealing in securities 2019-10-04 2020-04-03
2 Atlantic Asset Management Limited Rep Advising on securities 2014-07-11 2015-04-01
Rep Asset management 2014-07-11 2015-04-01
3 BOCOM International Securities Limited Rep Dealing in futures contracts 2012-08-31 2012-12-14
Rep Dealing in securities 2012-08-31 2012-12-14
4 China Galaxy International Futures (Hong Kong) Co., Limited Rep Dealing in futures contracts 2015-06-11 2016-11-01
5 China Galaxy International Securities (Hong Kong) Co., Limited Rep Dealing in securities 2015-06-11 2016-11-01
Rep Advising on securities 2015-08-07 2016-11-01
6 Eddid Securities and Futures Limited Rep Advising on securities 2018-10-16 2019-05-24
Rep Asset management 2018-10-16 2019-05-24
7 FUDA CAPITAL LIMITED RO Advising on securities 2020-12-21 2024-04-03
RO Asset management 2020-12-21 2024-04-03
8 ICBC INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2011-06-03 2012-08-10
9 ICBC INTERNATIONAL SECURITIES LIMITED Rep Dealing in securities 2011-06-03 2012-08-10
10 Infinitus Partners Asset Management Limited Rep Asset management 2018-02-21 2018-09-11
Rep Advising on securities 2018-07-18 2018-09-11
11 UNITY CAPITAL MANAGEMENT LIMITED RO Advising on securities 2024-10-29
RO Asset management 2024-10-29

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