Chen, Shu Har 陳瑞霞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-08-14 | Rep | Advising on securities | 2003-08-14 | Rep | Asset management | 2003-08-14 | Rep | Automated trading services | 2003-08-14 | Rep | Dealing in securities | 2012-07-14 | Rep | Dealing in securities | 2015-04-15 | 2016-06-10 |
| 2 | iBest Consultants Limited | Rep | Dealing in securities | 2014-06-10 | 2016-06-10 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2016-08-29 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | Rep | Advising on securities | 2024-09-24 |
| 4 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2016-07-07 | 2017-10-02 |
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