Poon, Ho Lam 潘浩林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2021-03-17 | 2023-07-10 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2021-03-17 | 2023-07-10 |
| 3 | Greater China Securities Limited (b1999-04-26) | Rep | Dealing in securities | 2023-08-08 | 2024-01-12 | RO | Dealing in securities | 2024-01-12 | 2024-08-19 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-11-04 | 2021-03-10 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-11-04 | 2021-03-10 | Rep | Leveraged foreign exchange trading | 2011-06-03 | 2019-09-17 |
| 6 | iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-11-09 | 2019-01-25 |
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