Chan, Yat Lam (SFC:AOW942) 陳日霖

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 aacat fintech Limited Rep Dealing in securities 2023-11-03 2025-02-11
2 Dongxing Securities (Hong Kong) Company Limited Rep Dealing in securities 2021-05-10 2023-04-14
Rep Dealing in securities 2025-02-26
3 FIRST SHANGHAI FUTURES LIMITED Rep Dealing in futures contracts 2014-05-19 2015-06-14
4 FIRST SHANGHAI SECURITIES LIMITED Rep Dealing in securities 2014-05-19 2015-06-14
5 Goldhorse Securities Limited Rep Advising on securities 2023-05-30 2023-08-25
Rep Dealing in securities 2023-05-30 2023-08-25
6 HAI TONG SECURITIES (HK) BROKERAGE LIMITED Rep Dealing in futures contracts 2010-03-22 2011-05-03
Rep Dealing in securities 2010-03-22 2011-05-03
7 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2007-06-22 2014-04-30
Rep Dealing in futures contracts 2015-08-20 2017-09-22
8 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2007-06-22 2014-04-30
Rep Leveraged foreign exchange trading 2007-11-27 2014-04-30
Rep Dealing in securities 2015-08-20 2017-09-22
Rep Leveraged foreign exchange trading 2015-08-20 2017-09-22
9 iBest Investment Services Limited Rep Leveraged foreign exchange trading 2017-06-08 2017-09-22
10 Ping An Securities (Hong Kong) Company Limited Rep Dealing in securities 2019-12-11 2021-04-30
11 Ping An Securities (Hong Kong) Futures Company Limited Rep Dealing in futures contracts 2017-10-26 2021-04-30
12 Ping An Securities (Hong Kong) Holdings Company Limited Rep Dealing in securities 2017-10-26 2020-03-27

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