Tse, Tsz Kit 謝子杰

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Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Gold Mountains Asset Management Limited RO Advising on securities 2023-08-03 2024-02-18
RO Asset management 2023-08-03 2024-02-18
2 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED Rep Asset management 2012-01-13 2015-11-26
RO Advising on securities 2015-11-26 2017-09-30
RO Asset management 2015-11-26 2017-09-30
3 GUOYUAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2010-03-17 2015-12-03
4 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED Rep Dealing in securities 2010-03-17 2015-12-03
Rep Advising on securities 2013-09-24 2015-12-03
5 LIGHTCONE ASSET MANAGEMENT LIMITED RO Advising on securities 2017-10-31 2019-03-31
RO Asset management 2017-10-31 2019-03-31
6 Parchment Capital Limited Rep Advising on securities 2019-05-06 2019-06-13
Rep Asset management 2019-05-06 2019-06-13
RO Advising on securities 2019-06-13 2019-10-30
RO Asset management 2019-06-13 2019-10-30
7 Parchment Investment Limited Rep Dealing in securities 2019-06-13 2019-10-30
8 PRUDENTIAL BROKERAGE LIMITED Rep Dealing in securities 2009-11-17 2010-03-09
9 PRUDENTIAL INDEX TRADING COMPANY LIMITED Rep Dealing in futures contracts 2010-01-19 2010-03-09
10 XTransfer Financial Services (HK) Limited RO Advising on securities 2022-02-23 2023-06-30
RO Asset management 2022-02-23 2023-06-30
RO Dealing in securities 2022-02-23 2023-06-30
11 ZH SECURITIES LIMITED RO Advising on securities 2020-02-04 2021-05-31
RO Asset management 2020-02-04 2021-05-31
RO Dealing in securities 2020-02-04 2021-05-31

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