Mithran, Girish

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BARCLAYS CAPITAL ASIA LIMITED Rep Dealing in futures contracts 2021-06-03 2022-11-08
Rep Dealing in securities 2021-06-03 2022-11-08
2 DEUTSCHE SECURITIES ASIA LIMITED Rep Dealing in futures contracts 2012-06-26 2014-04-22
Rep Dealing in securities 2012-06-26 2014-04-22
RO Dealing in futures contracts 2014-04-22 2016-03-01
RO Dealing in securities 2014-04-22 2016-03-01
3 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2003-11-07 2012-03-21
4 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep Dealing in securities 2003-11-07 2012-03-21
5 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2003-11-07 2012-03-21
6 Nine Masts Capital Limited Rep Asset management 2019-11-21 2020-07-31

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