Chu, Babiana Ho Yan 朱皓欣

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GAM HONG KONG LIMITED Rep Advising on securities 2006-11-02 2013-08-09
Rep Dealing in securities 2006-11-02 2013-08-09
Rep Asset management 2006-11-02 2020-12-24
RO Advising on securities 2013-08-09 2020-12-24
RO Dealing in securities 2013-08-09 2020-12-24
2 JPMorgan Asset Management (Asia Pacific) Limited Rep Advising on corporate finance 2004-04-02
Rep Advising on securities 2006-09-19
Rep Asset management 2006-09-19
Rep Dealing in securities 2003-04-16 2004-04-02
3 JPMorgan Funds (Asia) Limited Rep Advising on corporate finance 2004-04-02
Rep Advising on securities 2004-04-02
Rep Asset management 2004-04-02
Rep Dealing in securities 2006-09-19
4 Manulife Investment Management (Hong Kong) Limited Rep Advising on securities 2021-01-14
Rep Dealing in securities 2021-01-14

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