Ching, Kerry Kim Wai 程劍慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Amundi Hong Kong Limited | Rep | Advising on securities | 2021-06-09 | 2021-08-31 | Rep | Asset management | 2021-06-09 | 2021-08-31 | Rep | Dealing in securities | 2021-06-09 | 2021-08-31 | RO | Advising on securities | 2021-08-31 | 2023-10-31 | RO | Asset management | 2021-08-31 | 2023-10-31 | RO | Dealing in securities | 2021-08-31 | 2023-10-31 |
| 2 | DigitalBridge Management Asia Limited | RO | Advising on securities | 2012-10-08 | 2019-07-31 | RO | Asset management | 2012-10-08 | 2019-07-31 | RO | Dealing in securities | 2012-10-08 | 2019-07-31 |
| 3 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2008-12-16 | 2009-02-09 | Rep | Asset management | 2008-12-16 | 2009-02-09 | Rep | Dealing in securities | 2008-12-16 | 2009-02-09 | RO | Advising on securities | 2009-02-09 | 2012-06-15 | RO | Asset management | 2009-02-09 | 2012-06-15 | RO | Dealing in securities | 2009-02-09 | 2012-06-15 |
| 4 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2005-02-04 | RO | Advising on securities | 2005-02-04 | RO | Dealing in securities | 2005-02-04 | 2006-09-01 |
| 5 | INVESCO HONG KONG LIMITED | RO | Advising on securities | 2006-09-01 | RO | Advising on futures contracts | 2005-02-04 | 2006-09-01 | RO | Asset management | 2005-02-04 | 2006-09-01 | RO | Dealing in securities | 2005-02-04 | 2006-09-01 |
| 6 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2006-09-15 | 2008-04-12 | Rep | Asset management | 2006-09-15 | 2008-04-12 |
| 7 | Wells Fargo Securities Asia Limited | Rep | Advising on securities | 2008-10-23 | 2008-12-01 | Rep | Asset management | 2008-10-23 | 2008-12-01 | Rep | Dealing in securities | 2008-10-23 | 2008-12-01 |
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