Ng, William Travis
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2011-06-17 | 2013-11-01 | Rep | Dealing in futures contracts | 2011-06-17 | 2014-04-26 | Rep | Dealing in securities | 2011-06-17 | 2014-04-26 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2013-10-23 | 2014-04-26 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2009-04-30 | 2011-04-30 | Rep | Dealing in securities | 2009-04-30 | 2011-04-30 |
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