Chong, Wah Yeung 莊華揚

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2009-05-13 2016-06-30
Rep Dealing in securities 2016-07-01 2016-10-07
2 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Rep Dealing in futures contracts 2009-05-13 2016-10-07
3 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Dealing in securities 2009-05-13 2016-06-30
4 FT Securities Limited Rep Advising on futures contracts 2007-03-15 2007-11-10
Rep Dealing in futures contracts 2007-03-15 2007-11-10
Rep Dealing in securities 2007-03-15 2007-11-10
5 Mint Capital Limited (HK) RO Advising on securities 2025-09-17 2025-10-03
RO Asset management 2025-09-17 2025-10-03
6 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED Rep Advising on securities 2004-06-09 2007-03-03
7 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2003-12-04 2007-03-03
Rep Advising on futures contracts 2004-11-02 2007-03-03
Rep Leveraged foreign exchange trading 2005-06-21 2007-03-03
Rep Advising on futures contracts 2007-11-23 2009-05-01
Rep Dealing in futures contracts 2007-11-23 2009-05-01
8 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2003-12-04 2007-03-03
Rep Dealing in securities 2007-11-23 2009-05-01
9 Pulun International Asset Management Limited Rep Asset management 2018-08-28 2020-10-16
RO Asset management 2020-10-16 2025-09-12
10 Pulun International Securities Limited RO Advising on securities 2016-12-05 2025-09-12
RO Dealing in securities 2016-12-05 2025-09-12

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