Lau, Wai Kin (SFC:AWW395) 劉偉健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2011-06-20 | 2012-05-12 |
| 2 | Gate3 Capital Limited | RO | Advising on securities | 2025-06-26 | RO | Asset management | 2025-06-26 |
| 3 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-03-25 | 2011-04-22 | Rep | Dealing in securities | 2011-03-25 | 2011-04-22 |
| 4 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2011-03-25 | 2011-04-22 |
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