Apabhai, Mohammed Zuned
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2009-03-02 | Rep | Advising on securities | 2013-06-03 | Rep | Dealing in futures contracts | 2013-06-03 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-03-02 | 2013-08-31 | Rep | Dealing in securities | 2009-03-02 | 2013-08-31 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-01-08 | Rep | Asset management | 2004-01-08 | Rep | Advising on securities | 2004-04-16 | Rep | Dealing in securities | 2006-06-26 |
| 4 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2006-09-26 | 2008-11-20 | Rep | Dealing in securities | 2006-09-26 | 2008-11-20 | Rep | Advising on futures contracts | 2006-10-23 | 2008-11-20 | Rep | Advising on securities | 2006-10-23 | 2008-11-20 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2006-09-26 | 2008-11-20 | Rep | Dealing in futures contracts | 2006-09-26 | 2008-11-20 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2006-09-26 | 2008-11-20 |
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