Siu, Chun 蕭俊

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED Rep Dealing in futures contracts 2012-02-15 2014-04-18
2 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep Dealing in securities 2009-12-28 2014-04-18
Rep Advising on securities 2012-06-11 2014-04-18
3 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED Rep Asset management 2014-05-16 2021-07-06
4 ORIENT FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2014-05-16
5 ORIENT SECURITIES (HONG KONG) LIMITED Rep Advising on securities 2014-05-16
Rep Dealing in securities 2014-05-16

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