Lo, Fanny Ngar Yee 盧雅儀

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Atlantic Asset Management Limited Rep Advising on securities 2017-11-30 2018-06-27
Rep Asset management 2017-11-30 2019-06-30
RO Advising on securities 2018-06-27 2019-06-30
2 CES Commodities (HK) Limited Rep Dealing in futures contracts 2021-06-07
3 CES Forex (HK) Limited Rep Leveraged foreign exchange trading 2021-12-10
4 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED Rep Advising on futures contracts 2003-06-03
Rep Asset management 2003-06-03
Rep Dealing in futures contracts 2017-08-10
Rep Leveraged foreign exchange trading 2012-11-20 2017-08-10
5 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Rep Advising on corporate finance 2003-06-03
Rep Advising on securities 2003-06-03
Rep Asset management 2003-06-03
Rep Automated trading services 2003-06-03
Rep Dealing in securities 2017-08-10
Rep Dealing in securities 2021-05-24
6 Everbright Securities Digital Finance (HK) Limited Rep Dealing in securities 2021-05-24
7 Everbright Securities Investment Services (HK) Limited Rep Advising on securities 2021-05-24
Rep Dealing in securities 2021-05-24
8 Glory Sun Securities Limited Rep Dealing in futures contracts 2017-11-30 2019-06-30
Rep Dealing in securities 2017-11-30 2019-06-30
9 OnePlatform Securities Limited Rep Advising on securities 2019-08-08 2021-04-23
Rep Dealing in securities 2019-08-08 2021-04-23
10 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Rep Dealing in futures contracts 2017-08-31 2017-11-03
Rep Dealing in securities 2017-08-31 2017-11-03

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