Tsui, Kwong Fai 徐光輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2008-04-21 | 2018-06-29 |
| 2 | FIRST SHANGHAI FUTURES LIMITED | Rep | Automated trading services | 2003-09-05 | Rep | Advising on futures contracts | 2004-08-10 | Rep | Asset management | 2004-08-10 | Rep | Dealing in futures contracts | 2005-03-04 |
| 3 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Automated trading services | 2003-09-02 | Rep | Advising on corporate finance | 2004-08-10 | Rep | Advising on securities | 2004-08-10 | Rep | Asset management | 2004-08-10 | Rep | Dealing in securities | 2005-03-04 |
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