Chan, Mark Kar Yue 陳嘉裕

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED RO Advising on securities 2007-02-16 2007-06-22
RO Asset management 2007-02-16 2007-06-22
2 Citigroup Global Markets Asia Limited Rep Dealing in securities 2006-04-18 2007-06-22
3 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in futures contracts 2006-04-18 2007-06-22
4 CWB Hong Kong Limited Rep Advising on securities 2010-08-12 2011-05-31
Rep Asset management 2010-08-12 2011-05-31
5 HSBC SECURITIES (ASIA) LIMITED Rep Advising on corporate finance 2003-12-10
Rep Asset management 2004-07-27
Rep Advising on securities 2005-10-27
Rep Dealing in securities 2005-10-27
6 HSBC SECURITIES BROKERS (ASIA) LIMITED Rep Advising on corporate finance 2003-12-10
Rep Advising on securities 2003-12-10
Rep Asset management 2003-12-10
Rep Dealing in securities 2005-10-27
7 HSBC STRUCTURED FUNDS (ASIA) LIMITED Rep Advising on futures contracts 2003-12-10
Rep Dealing in futures contracts 2003-12-10
Rep Asset management 2006-04-01
Rep Advising on securities 2004-05-15 2006-04-01
8 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2007-08-13 2009-03-31
9 Merrill Lynch Far East Limited Rep Dealing in securities 2007-08-13 2009-03-31
10 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2007-08-13 2009-03-31
11 NATIXIS ASIA LIMITED Rep Advising on futures contracts 2011-06-24 2016-07-08
Rep Advising on securities 2011-06-24 2016-07-08
Rep Dealing in futures contracts 2011-06-24 2016-07-08
Rep Dealing in securities 2011-06-24 2016-07-08

Copyright & disclaimer, Privacy policy

Back to top