Shang, Xiao Lin 尚小琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on securities | 2019-10-08 | 2021-11-19 | Rep | Dealing in securities | 2019-10-08 | 2021-11-19 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2022-03-16 | Rep | Dealing in securities | 2022-03-16 |
| 3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2017-04-05 | 2019-08-05 | Rep | Dealing in securities | 2017-04-05 | 2019-08-05 |
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