Wong, Chi Ming (SFC:AMK406) 黃志明

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Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED Rep Advising on corporate finance 2017-12-12 2018-02-26
Rep Dealing in securities 2017-12-12 2020-01-17
RO Advising on corporate finance 2018-02-26 2020-01-17
2 FORTUNE FINANCIAL CAPITAL LIMITED Rep Advising on corporate finance 2014-10-15 2014-11-28
RO Advising on corporate finance 2014-11-28 2015-11-22
3 GF Capital (Hong Kong) Limited Rep Advising on corporate finance 2011-08-24 2014-10-06
4 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep Advising on corporate finance 2020-02-12 2020-03-23
Rep Dealing in securities 2020-02-12 2020-03-23
RO Advising on corporate finance 2020-03-23
RO Advising on securities 2020-03-23
RO Dealing in securities 2020-03-23
5 JW CAPITAL SECURITIES LIMITED Rep Advising on corporate finance 2005-09-05 2006-10-11
Rep Advising on corporate finance 2007-05-14 2008-10-29
Rep Asset management 2007-10-04 2010-01-22
Rep Advising on securities 2008-05-02 2010-01-22
RO Advising on corporate finance 2008-10-29 2010-01-22
6 KINGSWAY CAPITAL LIMITED Rep Advising on corporate finance 2010-03-03 2011-07-13
7 KINGSWAY FINANCIAL SERVICES GROUP LIMITED Rep Advising on corporate finance 2010-03-03 2011-07-13
8 PLATINUM SECURITIES COMPANY LIMITED Rep Advising on corporate finance 2006-10-31 2007-03-02
Rep Dealing in securities 2006-12-01 2007-03-02
9 TC Capital International Limited Rep Dealing in securities 2016-02-25 2017-12-01
RO Advising on corporate finance 2016-02-25 2017-12-01

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