Yin, Ke (SFC:AII428) 殷可
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CC Finance Limited | RO | Advising on corporate finance | 2006-04-20 | 2007-09-12 | RO | Advising on securities | 2006-04-20 | 2007-09-12 | RO | Dealing in securities | 2006-04-20 | 2007-09-12 |
| 2 | CITIC Securities Brokerage (HK) Limited | RO | Advising on securities | 2007-11-06 | 2017-08-04 | RO | Dealing in securities | 2007-11-06 | 2017-08-04 |
| 3 | CITIC Securities Futures (HK) Limited | RO | Dealing in futures contracts | 2007-11-06 | 2017-08-04 |
| 4 | CPPIB AE Investments Asia Limited | Rep | Dealing in securities | 2022-03-22 | 2023-04-01 |
| 5 | CPPIB Asia Inc. | Rep | Dealing in securities | 2020-11-06 | 2022-03-22 |
| 6 | CSI Corporate Finance (HK) Limited | RO | Asset management | 2004-07-07 | RO | Advising on corporate finance | 2018-08-31 | RO | Dealing in securities | 2018-08-31 | RO | Advising on securities | 2007-11-06 | 2018-08-31 |
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