Lau, Eddy Ka Yip 劉家業

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 Asia Pacific Securities Limited Rep Advising on securities 2006-09-01 2006-10-26
Rep Dealing in securities 2006-09-01 2006-10-26
2 CA Premium International (HK) Limited RO Leveraged foreign exchange trading 2019-09-23 2023-05-31
3 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED Rep Dealing in futures contracts 2007-06-05 2008-01-08
Rep Leveraged foreign exchange trading 2007-11-01 2011-05-03
RO Dealing in futures contracts 2008-01-08 2011-05-03
4 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Rep Dealing in securities 2007-01-15 2007-07-05
RO Dealing in securities 2007-07-05 2011-05-03
Rep Asset management 2008-03-20 2009-10-13
RO Asset management 2009-10-13 2011-05-03
5 CITIC Securities Brokerage (HK) Limited Rep Dealing in securities 2012-03-27 2012-05-03
RO Dealing in securities 2012-05-03
RO Advising on securities 2018-12-27
6 CITIC Securities Futures (HK) Limited Rep Dealing in futures contracts 2012-03-27 2012-05-03
RO Dealing in futures contracts 2012-05-03
7 GT CAPITAL LIMITED RO Asset management 2005-09-29 2006-08-31
RO Advising on futures contracts 2006-03-03 2006-08-31
RO Dealing in futures contracts 2006-03-03 2006-08-31
RO Advising on securities 2006-07-24 2006-08-31
RO Dealing in securities 2006-07-24 2006-08-31
Rep Dealing in securities 2006-11-27 2006-12-15
8 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED Rep Asset management 2011-05-16 2011-06-09
RO Asset management 2011-06-09 2012-03-21
9 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED Rep Asset management 2011-05-16 2011-06-09
RO Asset management 2011-06-09 2012-03-21
RO Dealing in securities 2011-06-09 2012-03-21
10 ICBC INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2011-05-16 2011-06-09
RO Dealing in futures contracts 2011-06-09 2012-03-21
11 ICBC INTERNATIONAL SECURITIES LIMITED Rep Dealing in securities 2011-05-16 2011-06-09
RO Dealing in securities 2011-06-09 2012-03-21
12 YUE XIU FUTURES COMPANY LIMITED Rep Advising on futures contracts 2006-09-01 2006-10-26
Rep Dealing in futures contracts 2006-09-01 2006-10-26

Copyright & disclaimer, Privacy policy

Back to top