Augarde, Thomas William
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2016-04-26 | 2023-09-01 | Rep | Dealing in securities | 2016-04-26 | 2023-09-01 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2016-04-26 | 2023-09-01 | Rep | Automated trading services | 2017-06-05 | 2023-09-01 |
| 3 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2025-11-03 | Rep | Dealing in futures contracts | 2025-11-03 | Rep | Dealing in securities | 2025-11-03 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2023-10-09 | 2025-08-27 | Rep | Dealing in securities | 2023-10-09 | 2025-08-27 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2023-10-09 | 2025-08-27 | Rep | Dealing in futures contracts | 2023-10-09 | 2025-08-27 | Rep | Dealing in securities | 2023-10-09 | 2025-08-27 |
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