Li, Tianyi (SFC:BHH855) 李天一
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2016-04-15 | 2017-08-19 | Rep | Dealing in securities | 2016-04-15 | 2017-08-19 |
| 2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2017-09-07 | 2022-11-30 | Rep | Dealing in securities | 2017-09-07 | 2022-11-30 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2022-12-16 | Rep | Dealing in securities | 2022-12-16 | Rep | Leveraged foreign exchange trading | 2025-05-19 |
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